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Advisor Assurance

Streamline your firm’s compliance efforts through the documentation and archival of key advisor-client interactions throughout the entire financial planning process. With Advisor Assurance, firms have access to automatically archived event logs for important events such as Vault uploads, financial planning presentations, client and advisor website activity, manual account changes, and more.

 

Compliance data down to the smallest details.

 

  • Monitor manual account changes

    Ensure oversight of important plan details with comprehensive records of manual account changes
     
  • Easily export records in real-time

    Online access to all your firm’s event logs that can be exported with the click of a button

  • Access deleted records

    Ensure your firm does not miss a single detail with archives of deleted records

  • Quickly review and approve advisor presentations

    An intuitive presentation review workflow allows managers to collaborate with advisors over presentations prior to client meetings

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 Have questions?

Give us a call at 1-888-362-4612 or complete the form to schedule a demonstration.

Sign up for a Demo