Streamline your firm’s compliance efforts through the documentation and archival of key advisor-client interactions throughout the entire financial planning process. With Advisor Assurance, firms have access to automatically archived event logs for important events such as Vault uploads, financial planning presentations, client and advisor website activity, manual account changes, and more.
Compliance data down to the smallest details.
Monitor manual account changesEnsure oversight of important plan details with comprehensive records of manual account changes
Easily export records in real-timeOnline access to all your firm’s event logs that can be exported with the click of a button
Access deleted recordsEnsure your firm does not miss a single detail with archives of deleted records
Quickly review and approve advisor presentationsAn intuitive presentation review workflow allows managers to collaborate with advisors over presentations prior to client meetings